Please use this page to check a company holds a current license to provide investment services and also to make you, the potential investor aware of any disciplinary action both pending and closed against the company.

Check Licensing Status of a Company

Check any Pending or Closed Disciplinary Action Against a Company

If you are unable to find the company that you are checking please check our full list
of blacklisted companies along with specific details or considerregistering a complaint
if you have been cold called by a company whose license you are unable to verify.
For further questions, please contact us or fill out ourfeedback form.